Discovery
and Spanish Settlement
In 1492, Christopher Columbus discovered the Americas. During the next
century, Spanish conquistadors explored, claimed, and settled vast regions
of North and South America. Gold and silver from the Americas made Spain
the richest and most powerful nation in Europe during the 16th Century
(1500's).
English
Settlement 1600's
Inspired by Spain's success, a group of wealthy English businessmen
made plans to finance an English colony in North America. They formed
a joint stock company, and secured a charter
from the king. By doing this, they were able to establish a permanent
colony at Jamestown, Virginia in 1607. Life in the swampy wilderness
of Jamestown was very difficult, but Englishmen were willing to settle
there because, under the Virginia Charter, they were
guaranteed the same rights they would have enjoyed if they had remained
in England. In 1607, the Pilgrims established a second
English colony at Plymouth Massachusetts.
As time passed, a total of thirteen colonies were established or acquired
by England. Eventually, the freedoms guaranteed in the Virginia Charter
were granted to all of the colonists. In order to protect these freedoms
the colonists established local governments, held town meetings, and
sent representatives to colonial legislatures.

Colonial
Rights Threatened
The actions of the colonial legislatures were subject to approval by
the king. However, it took several months for messages to travel across
the Atlantic Ocean. Consequently, the colonists were largely self-governing.
Often, the colonists used the "power of the purse" to encourage
local British officials to approve legislation.
Because of this, in the 1760's, after the French and Indian War, the
king and his officials became convinced that many colonists were subverting
the mercantile system. In an effort to end colonial
smuggling and increase revenues, George III and Parliament
began to pass restrictive trade laws and impose new taxes on the colonists.
A
Violation of Rights
According to English law, citizens may not be required to pay a direct
tax, unless they are represented in the British Parliament. The American
colonists claimed that the new laws imposed direct taxes, and therefore,
were a violation of their rights as Englishmen. At first, the colonists
protested these new laws through civil disobedience
and petitions to the king. In their petitions, the colonists pointed
out that they were not represented in the British Parliament, and direct
taxes would be a violation of the protections guaranteed to them by
the Virginia Charter, The English Bill of Rights, Magna Carta, and English
Common Law.
Civil
Disobedience
In an effort to protect their rights, colonists boycotted
and refused to obey the new laws. Sam Adams organized Committees
of Correspondence to exchange information and plan protests.
King George reacted by sending British troops to enforce his policies.
When private citizens were forced to quarter foreign soldiers in their
homes, the colonist’s became very angry. In 1770, a clash between
citizens and soldiers resulted in the Boston Massacre.
The
Boston Tea Party
Three years later, tensions increased. Britain invoked monopolistic
trade policies. The colonists demonstrated against this ruling by dumping
tons of British tea into Boston Harbor. An angry Parliament responded
to the “Boston Tea Party” by passing the Intolerable Acts.
The
Colonies Petition the King
In an effort to stop the violence and avoid armed confrontation, colonial
legislatures called for the First Continental Congress to meet at Philadelphia
in 1774. The Convention delegates sent a petition to the King asking
him to repeal the Intolerable Acts. King George ignored their petition.
The
War Begins
On April 19, 1775, British soldiers killed eight people in Lexington.
Then they marched to Concord, where they were forced to retreat by American
patriots who fired the opening shots of the Revolutionary War, "
The shot heard 'round the world."
Colonist Declare Independence
Three weeks later, the Second Continental Congress met at Philadelphia
and began to prepare for war. The delegates assigned a committee of
five men to write a declaration of separation from England. With the
advice and approval of the committee, Thomas Jefferson authored the
Declaration of Independence. The document explains the American colonists’
belief in a social contract and their reasons for separating from England.
The
Declaration of Independence
In the first part of the document, Jefferson explains the fundamental
principle of American democracy, "All men are created equal and
endowed by their creator with certain unalienable rights, among these
are life, liberty, and the pursuit of happiness." In the second
part, he explains that the United States is compelled to separate from
Britain because, King George violated the rule of law
by taking away the colonists’ rights. Some of the examples Jefferson
lists are:
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He has made judges dependent on his Will for the tenure of their offices
and the amount and payment of their salaries.
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He has affected to render the Military independent of, and superior
to the Civil Power.
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For quartering large bodies of armed troops among us
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For imposing taxes on us without our Consent
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For depriving us, in many cases, of the benefits of Trial by Jury
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For taking away our Charters, abolishing our most valuable laws .
. .
The third part is a formal declaration of independence which concludes
with a solemn oath, “We mutually pledge to each other our Lives,
our Fortunes and our sacred Honor,” to support and defend America’s
independence. On July 4, 1776 fifty-five delegates signed the Declaration
of Independence. With this action, the 13 colonies were officially at
war with Britain. During the war, the Continental Congress acted as
a national government.
War
for Independence
The Congress selected George Washington to lead the “rag-tag”
volunteer Continental Army. These patriots were brave, but they were
poorly prepared to fight a war with the most powerful nation in the
world, Great Britain.
In order to win the war, Washington based his military strategy on three
Americans advantages. First, his troops were familiar with the rugged
frontier terrain. Second, he was able to use guerrilla warfare tactics.
And third, his men were fighting for a personal cause. However, these
factors alone were not enough to insure victory. In order to win, Washington
had to hold his army together and he needed financial support.
Support
From France
Fortunately, Britain’s long time rival, France, sympathized with
the Americans.
Franklin Gains Support
America’s Ambassador to France, Benjamin Franklin, convinced the
French king to secretly provided arms, uniforms, and supplies to the
Americans. A French nobleman, Lafayette, openly supported
the Americans. However, the French king was hesitant to offer his full
support, because he was not sure the Americans could be successful in
their bid for independence.
The turning point in the war occurred in 1777, when American patriots
defeated the British at the Battle of Saratoga. As a result of this
victory, Benjamin Franklin was able to convince the French King to sign
an alliance with the Americans. Under the alliance,
the French provided troops, naval support, and loans to buy supplies.
Finally in 1781, with French naval and military support, the American
Continental Army triumphed at the Battle of Yorktown. After Yorktown,
the British agreed to sign the Treaty of Paris. In this treaty, the
British officially recognized the United States as
a free and independent nation. In addition to this, the British forfeited
all claims to the Northwest Territory.
A
New Nation and a New Government
When the war ended, the Second Continental Congress adjourned and the
thirteen states agreed to adopt The Articles of Confederation as the
national plan of government.
Government
Under the Articles
The Articles established a national confederacy that guaranteed each
state equal status. The nation’s business was conducted by a unicameral
congress. All decisions required unanimous approval of the states, and
each state, regardless of its size, had one vote. The propose of the
new government was to provide a means to appoint foreign ambassadors,
administer land sales in the Northwest Territory, develop a legal plan
for admitting new states, and provide for the common defense.
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The Confederation was strong enough to bind the states together,
but it did not have the power to force the individual states to
obey it rulings. The Congress could not regulate interstate commerce,
control state actions, establish a sound monetary policy, or resolve
disputes between the states.Problems Between the States
Within a short period of time, some states levied
import taxes on one another, others printed near worthless paper
money, and some were plagued with uprisings such as Shay's
Rebellion. Because the Congress of the Confederation did
not have the power to resolve these disputes, the nation was threatened
with the possibility of a war between states and factional
uprisings.
As the situation grew worse, Washington and his friend, Alexander
Hamilton, became concerned that the new nation would fall into anarchy.
At their urging, the Virginia Legislature called on all of the states
to send delegates to a convention in Annapolis.
Representatives at the Annapolis Convention discussed the problems
and determined that flaws in the Articles of Confederation should
be corrected. They asked for a convention to be held in Philadelphia.
The Constitutional Convention
Delegates from 12 states met at Philadelphia in May 1787. Their
goal was to revise the Articles of Confederation, but they could
not come to a consensus on the proposed changes.
On the fifth day of debates, Edmond Randolph proposed discarding
the Confederation and designing a national government. A majority
of the delegates approved the proposal. The next step was to determine
what powers the new government would have and how the people and
the states would be represented.
A
Federal Government
Early on, the delegates agreed to establish a federal government.
This would allow for geographic distribution of government powers.
Certain powers would be designated to the national government and
all other powers would be retained by the people and the states.
Organizing the National Government
They agreed to divide the national government into three branches:
a legislative, executive, and
judicial. In order to guard against oppression,
each branch would be given the power to check and balance
the actions of the other branches.
The
Virginia Plan
The next major task was to determine how the branches would be organized.
Virginia proposed a bicameral (two house) legislature with membership
based on a state's population or the amount of money a state contributed
to the support of the government. Several big states supported the
Virginia Plan, but the small states opposed it. They supported the
New Jersey Plan.
The
New Jersey Plan
New Jersey's plan called for equal representation of the states
in a unicameral (one house) congress and a four
man committee to serve as the executive. At first, neither the big
states nor the small states were willing to compromise. The convention
was on the brink of failure when the Connecticut delegates offered
a compromise plan.
The
Connecticut Compromise
The Connecticut Plan proposed a bicameral Congress. The Lower House
would be called the House of Representative, and its membership
would be based on the population of each state. The Upper House
would be called the Senate and every state would have two senators.
No law could be enacted without the approval of both houses. This
compromise proposal appealed to the delegates and they adopted the
Connecticut Compromise. Having resolved this problem, the question
of how the population would be counted became an issue.
The
3/5's Compromise
The slave states wanted to include slaves in their population count.
The free states opposed counting slaves. Finally, the delegates
agreed on the "Three Fifths Compromise." All free persons
would be counted equal and 5 slaves would be counted as 3 persons
for the purpose of determining population. Using this formula, the
population would be counted every 10 years. The census would be
used to determine the number of delegates each state would have
in the House of Representatives.
Powers
of Congress
Once the issue of representation had been solved, the delegates
began to consider the powers and limitations of the new Congress.
They agreed that Congress should regulate interstate and foreign
commerce (trade).
Because the South was plagued with labor shortages, and their economy
depended on exports, the Southern delegates wanted to exempt exports
and slavery from government control. Finally, the Southern delegates
agreed to accept the
Commerce and Slave Trade Compromise:
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Congress
could not tax the export goods of any state.
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Congress
could not act on the importation of slaves for a period of at
least 20 years, but could charge a tax of not more than $10 for
each of these people.
A
Bundle of Compromises
These were the three major compromises, but before the final document
could be written other compromises and decisions had to be made. The
Constitution is called a bundle of compromises because all of the
delegates had to be willing to make concessions. Their goal was to
form a federal government that would strengthen the Union, establish
justice, insure peace among the states, provide for the common defense,
promote the general economy, and insure individual liberty.
Drafting
the Constitution
A committee was assigned to organize and write a final draft of the
proposed Constitution. One of the committee members, James Madison,
is generally regarded as the primary "Author of the Constitution.
Approval
and Ratification
On September 17, 1787, the delegates approved the proposed Constitution.
However, two-thirds (9) of the thirteen states would have to ratify
the document before it could become the law of the land.
Anti-Federalist
and Federalists
Citizens in small towns and large cities discussed and debated the merits
of the newly proposed Constitution. Most people thought of themselves
as citizens of a state rather than citizens of a nation. They believed
the best way to remain free was for each state to retain, "its
sovereignty, freedom, and independence." Many
of these people opposed ratification and became outspoken Anti-Federalist.
The Anti-Federalists' primary arguments were based on two points
The
Federalists' Arguments
On the other hand, the Federalist argued that a strong
national government would unify the states and provide better security.
The leading Federalists: Alexander Hamilton, John Jay, and James Madison
wrote the Federalists Papers, a series of newspaper essays. In Federalist
Paper 10, Madison explains the purpose and function of a federal government.
Other essays countered Anti-Federalist's arguments and pointed out the
benefits of dividing governing powers between the states and a national
government.
The
Debate Intensifies
Ratification conventions were called in the various states. Qualified
voters elected delegates to the state conventions. Delegates hotly debated
the merits and weakness of the proposed Constitution. By June 1788,
nine states had ratified the Constitution.
However,
New York, Virginia, North Carolina, and Rhode Island all refused to
ratify the Constitution. Support from New York and Virginia, both large
states, was critical to the success of the new government.
Jefferson
Calls for a Bill of Rights
In Virginia, Thomas Jefferson expressed grave concerns over the lack
of a Bill of Rights. Jefferson had been serving as
Ambassador to France and was not present at the Constitutional Convention.
Jefferson withdrew from the debate when fellow Virginians, George Washington
and James Madison pledged their support for a Bill of Rights. With this
promise, Virginia delegates ratified the Constitution. Eventually, the
Federalists Papers, Virginia's approval, and the promise of a Bill of
Rights helped to convince the New York delegates to vote for ratification.
The
Final Assembly
In September 1788, the Congress of the Confederation met for the last
time and designated New York City as the first temporary national capital.
Before their final adjournment the Congress made provisions for the
election.

The Electoral College elected George Washington to serve as the nation’s
first President.
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